OAR 340-012-0160
DEQ Discretion Regarding Penalty Assessment


(1)

In addition to the authority described in section (4) below, DEQ has the discretion to increase a base penalty determined under OAR 340-012-0140 (Determination of Base Penalty) to that derived using the next highest penalty matrix. Factors that may be taken into consideration in increasing a base penalty include the respondent’s compliance history, the likelihood of future violations, the degree of environmental or human health impact, the deterrence impact and other similar factors.

(2)

In determining a civil penalty, the director may reduce any penalty by any amount the director deems appropriate if the respondent has voluntarily disclosed the violation to DEQ. In deciding whether a violation has been voluntarily disclosed, the director may take into account any considerations the director deems appropriate, including whether the violation was:

(a)

Discovered through an environmental auditing program or a systematic compliance program;

(b)

Voluntarily discovered;

(c)

Promptly disclosed;

(d)

Discovered and disclosed independent of the government or a third party;

(e)

Corrected and remedied;

(f)

Prevented from recurring;

(g)

Not repeated;

(h)

Not the cause of significant harm to human health or the environment; and

(i)

Disclosed and corrected in a cooperative manner.

(3)

For the violation of spilling oil or hazardous materials into waters of the state, if the respondent exceeds relevant DEQ regulations pertaining to spill preparation and takes all other reasonably expected precautions to prevent spills and be prepared for spill response, DEQ may reduce the penalty for the spill by 10%. Depending on circumstances, such precautions may include, without limitation, employee safety training, company policies designed to reduce spill risks, availability of spill response equipment or staff, or use of alternative non-toxic oils.

(4)

Regardless of any other penalty amount listed in this division, the director has the discretion to increase the penalty to $25,000 per violation per day of violation based upon the facts and circumstances of the individual case.

(5)

DEQ may issue separate civil penalties to each potentially liable person for any violation or violations, regardless of whether the violations arise out of the same facts or circumstances, given compliance objectives, including the level of deterrence needed.

Source: Rule 340-012-0160 — DEQ Discretion Regarding Penalty Assessment, https://secure.­sos.­state.­or.­us/oard/view.­action?ruleNumber=340-012-0160.

340‑012‑0026
Policy
340‑012‑0028
Scope of Applicability
340‑012‑0030
Definitions
340‑012‑0038
Warning Letters, Pre-Enforcement Notices, and Notices of Permit Violation
340‑012‑0041
Formal Enforcement Actions
340‑012‑0045
Civil Penalty Determination Procedure
340‑012‑0053
Classification of Violations that Apply to all Programs
340‑012‑0054
Air Quality Classification of Violations
340‑012‑0055
Water Quality Classification of Violations
340‑012‑0060
Onsite Sewage Disposal Classification of Violations
340‑012‑0065
Solid Waste Management Classification of Violations
340‑012‑0066
Solid Waste Tire Management Classification of Violations
340‑012‑0067
Underground Storage Tank (UST) Classification of Violations
340‑012‑0068
Hazardous Waste Management and Disposal Classification of Violations
340‑012‑0071
Polychlorinated Biphenyl (PCB) Classification of Violations
340‑012‑0072
Used Oil Management Classification of Violations
340‑012‑0073
Environmental Cleanup Classification of Violations
340‑012‑0074
Underground Storage Tank (UST) Cleanup Classification of Violations
340‑012‑0079
Heating Oil Tank (HOT) Classification of Violations
340‑012‑0081
Oil and Hazardous Material Spill and Release Classification of Violations
340‑012‑0082
Contingency Planning Classification of Violations
340‑012‑0083
Ballast Water Management Classification of Violations
340‑012‑0097
Dry Cleaning Classification of Violations
340‑012‑0130
Determination of Violation Magnitude
340‑012‑0135
Selected Magnitude Categories
340‑012‑0140
Determination of Base Penalty
340‑012‑0145
Determination of Aggravating or Mitigating Factors
340‑012‑0150
Determination of Economic Benefit
340‑012‑0155
Additional or Alternate Civil Penalties
340‑012‑0160
DEQ Discretion Regarding Penalty Assessment
340‑012‑0162
Inability to Pay the Penalty
340‑012‑0165
Stipulated Penalties
340‑012‑0170
Compromise or Settlement of Civil Penalty by DEQ
Last Updated

Jun. 8, 2021

Rule 340-012-0160’s source at or​.us