OAR 441-865-0040
Borrower and Investor Complaints

(1)

Copies of all written complaints by borrowers and investors shall be maintained in a separate complaint file by the individual’s name in alphabetical order and shall contain at a minimum a copy of the original complaint and response.

(2)

Copies of correspondence related to the complaints and a written disposition of the complaint by an officer, director or control person of the company shall be maintained in the complaint file or in the borrower or investor file of the mortgage banker or mortgage broker.

(3)

Complaints unrelated to borrower or investor transactions need not be retained.

Source: Rule 441-865-0040 — Borrower and Investor Complaints, https://secure.­sos.­state.­or.­us/oard/view.­action?ruleNumber=441-865-0040 (accessed May 26, 2025).

May 26, 2025

Rule 441-865-0040's source at or​.us