OAR 836-024-0008
Solicitations to which OAR 836-024-0003 to 836-024-0055 Apply

OAR 836-024-0041 (False or Misleading Statements) applies to every solicitation that is subject to 836-024-0004 (Application of OAR 836-024-0003 to 836-024-0055). 836-024-0006 (Definitions) to 836-024-0039 (Proposals of Security Holders) and 836-024-0046 (Prohibition of Certain Solicitations) apply to every solicitation that is subject to 836-024-0004 (Application of OAR 836-024-0003 to 836-024-0055) except the following:

(1)

A solicitation not made on behalf of the issuer, when the total number of persons solicited is not more than ten.

(2)

A solicitation by a person regarding securities carried in the name of the person or in the name of the person’s nominee other than as voting trustee, or held in the person’s custody, if the person does all of the following:

(a)

Receives no commission or remuneration for the solicitation, directly or indirectly, other than reimbursement of reasonable expenses.

(b)

Furnishes promptly to the solicited person a copy of all soliciting material relating to the same subject matter or meeting that is received from all persons. The persons who furnish the soliciting material shall furnish copies of that soliciting material for distribution to the solicited persons and shall, upon request, pay the reasonable expenses incurred in forwarding the material.

(c)

Does no more than:

(A)

Impartially instruct the solicited person to forward a proxy to the person, if any, to whom the solicited person desires to give a proxy; or

(B)

Impartially request instructions from the solicited person regarding the authority to be conferred by the proxy and state that a proxy will be given if no instructions are received by a certain date.

(3)

A solicitation by a person relating to securities of which the person is the beneficial owner.

(4)

A solicitation through a newspaper advertisement that informs security holders of a source from which they may obtain copies of a proxy statement, form of proxy and any other soliciting material, and does no more than:

(a)

Name the issuer;

(b)

State the reason for the advertisement; and

(c)

Identify the proposal or proposals to be acted upon by security holders.

(5)

Any solicitation that the Director finds for good cause should be exempted from all or part of OAR 836-024-0003 (Statutory Authority; Purpose) to 836-024-0055 (Filing Requirements for Preliminary Solicitation Material).

Source: Rule 836-024-0008 — Solicitations to which OAR 836-024-0003 to 836-024-0055 Apply, https://secure.­sos.­state.­or.­us/oard/view.­action?ruleNumber=836-024-0008.

836–024–0003
Statutory Authority 836–024–0004
Application of OAR 836-024-0003 to 836-024-0055 836–024–0006
Definitions 836–024–0008
Solicitations to which OAR 836-024-0003 to 836-024-0055 Apply 836–024–0026
Information to Be Furnished to Security Holders 836–024–0031
Requirements as to Proxy 836–024–0033
Presentation of Information in Proxy Statement 836–024–0036
Material Required to Be Filed 836–024–0038
Mailing Communications for Security Holders 836–024–0039
Proposals of Security Holders 836–024–0041
False or Misleading Statements 836–024–0046
Prohibition of Certain Solicitations 836–024–0051
Special Provisions Applicable to Election Contests 836–024–0053
Filings Required in an Election Contest 836–024–0054
Counter Solicitations Prior to Furnishing Required Written Proxy Statement 836–024–0055
Filing Requirements for Preliminary Solicitation Material 836–024–0100
Statutory authority 836–024–0105
Definitions 836–024–0110
Securities “Held of Record” for Purpose of ORS 732.425 836–024–0115
Filing of Statements 836–024–0120
Ownership of more than 10 percent of an equity security 836–024–0125
Disclaimer of Beneficial Ownership 836–024–0130
Exemptions from ORS 732.430 and 732.435 836–024–0135
Exemptions from ORS 732.420 to 732.455 of Securities Purchased or Sold by Odd-lot Dealers 836–024–0140
Certain Transactions Subject to ORS 732.430 836–024–0145
Ownership of Securities Held in Trust 836–024–0150
Exemption for Small Transactions 836–024–0155
Exemption from ORS 732.435 That Need not be Reported Under ORS 732.430 836–024–0160
Exemption from ORS 732.435 of Certain Transactions Effected in Connection with a Distribution 836–024–0165
Exemption from ORS 732.435 of Acquisitions of Shares of Stock and Stock Options under Certain Stock Bonus, Stock Option or Similar plans 836–024–0170
Exemption from ORS 732.435 of Certain Transactions in Which Securities are Received by Redeeming other Securities 836–024–0175
Exemption of long Term Profits Incident to Sales Within Six Months of the Exercise of an Option 836–024–0180
Exemption from ORS 732.435 of Certain Acquisitions and Dispositions of Securities Pursuant to Merger or Consolidation 836–024–0185
Exemption from ORS 732.435 of Transactions Involving the Deposit or Withdrawal of Equity Securities Under a Voting Trust or Deposit Agreement 836–024–0190
Exemption from ORS 732.435 of Certain Transactions Involving the Conversion of Equity Securities 836–024–0200
Exemption from ORS 732.435 of Certain Transactions Involving the Sale of Subscription Rights 836–024–0205
Exemption of Certain Securities from ORS 732.440 836–024–0210
Exemption from ORS 732.440 of Certain Transactions Effected in Connection with a Distribution 836–024–0215
Exemption from ORS 732.440 of Sales of Securities to be Acquired 836–024–0220
Arbitrage Transactions under ORS 732.450
Last Updated

Jun. 8, 2021

Rule 836-024-0008’s source at or​.us