OAR 603-057-0525
Civil Penalties; Magnitude of Violation and Gravity of Effect


(1)

The Director will consider the magnitude of the violation and its gravity of effect when calculating a civil penalty for a violation.

(a)

Determine the magnitude of the violation as specified in subsection (2) of this section.

(b)

Determine the gravity of effect pertinent to the violation as specified in subsection (3) of this section.

(2)

Magnitude of Violation: Violations are categorized as to their magnitude of violation as follows:

(a)

Category I (Major):

(A)

Make false or misleading claims through any media, relating to the effect of pesticides or application methods to be utilized (ORS 634.372 (Prohibited acts)(1));

(B)

As a pesticide applicator or operator intentionally or willfully apply or use a worthless pesticide or any pesticide inconsistent with its labeling (ORS 634.372 (Prohibited acts)(2));

(C)

As a pesticide consultant recommend the application or use of any pesticide inconsistent with its labeling (ORS 634.372 (Prohibited acts)(2));

(D)

As a pesticide dealer knowingly distribute any pesticide for application or use inconsistent with its labeling (ORS 634.372 (Prohibited acts)(2));

(E)

Perform pesticide application activities in a faulty, careless or negligent manner (ORS 634.372 (Prohibited acts)(4));

(F)

As a pesticide dealer refuse or neglect to prepare required records of restricted use and highly toxic pesticide product sales and to maintain those records for at least three years prior to the date of inspection, which include, but are not limited to, the purchaser’s name, address and certification number, sale date, and identification and quantity of product sold (ORS 634.372 (Prohibited acts)(5), OAR 603-057-0140 (Pesticide Dealer Records)). Four or more items of required information missing and/or incorrectly recorded;

(G)

As a pesticide operator, public applicator or pesticide applicator not employed by a pesticide operator, refuse or neglect to prepare required pesticide application records, and to maintain those records for at least three years prior to the date of inspection, which include the name of the employer or customer, location, date, approximate time application was made, supplier and identity of product applied, amount of product applied, the specific property or the crop to which application was made, type of application equipment used, and the full name of the applicator or trainee who made the application (ORS 634.372 (Prohibited acts)(5); 634.146 (Records required of operators)(1); OAR 603-057-0130 (Applicator’s Records and Reports)). Four or more items of required information missing and/or incorrectly recorded;

(H)

Prepare required records, reports or application forms which are false, misleading or fraudulent (ORS 634.372 (Prohibited acts)(6));

(I)

Operate pesticide applicators’ apparatus, machinery or equipment without a licensed pesticide applicator or certified private applicator performing the actual application, or supervising such application if performed by a pesticide trainee (ORS 634.372 (Prohibited acts)(7));

(J)

As a pesticide applicator, work or engage in the application of any classes of pesticides without first obtaining and maintaining a pesticide applicator’s license, or apply pesticides which are not specifically authorized by such license (ORS 634.372 (Prohibited acts)(8)). No license;

(K)

As a pesticide operator, engage in the business of, or represent or advertise as being in the business of, applying pesticides on the property of another, without first obtaining and maintaining a pesticide operator’s license, nor shall such person engage in a class of pesticide application business which is not specifically authorized by the license issued by the Department. Further, no such person shall employ or use any person to apply or spray pesticides who is not a licensed pesticide applicator or pesticide trainee (ORS 634.372 (Prohibited acts)(9)):
(i)
Firm licensing — No license;
(ii)
Employee licensing — No license.

(L)

As a pesticide trainee, work or engage in the application of any class of pesticides without first obtaining and maintaining a pesticide trainees license and is otherwise in compliance with the provisions of this chapter (ORS 634.372 (Prohibited acts)(10). No license;

(M)

Act as or purport to be, a pesticide dealer or advertise as such without first obtaining and maintaining a pesticide dealer’s license (ORS 634.372 (Prohibited acts)(11));

(N)

Act as or purport to be a pesticide consultant without first obtaining and maintaining a pesticide consultant’s license (ORS 634.372 (Prohibited acts)(12));

(O)

Apply any pesticide classified as a restricted-use or highly toxic pesticide to agricultural, horticultural or forest crops on land owned or leased by the person without first obtaining and maintaining a private applicator certificate (ORS 634.372 (Prohibited acts)(13));

(P)

As a person described in ORS 634.106 (Applicability of ORS 634.112 to 634.126 and 634.146)(5), use power-driven pesticide application equipment or devices (use hand or backpack types only), or use or apply any pesticide other than those prescribed by the Department (ORS 634.372 (Prohibited acts)(14));

(Q)

Deliver, distribute, sell or offer for sale any pesticide which has been misbranded (ORS 634.372 (Prohibited acts)(15));

(R)

Formulate, deliver, distribute, sell or offer for sale any pesticide which is adulterated (ORS 634.372 (Prohibited acts)(16));

(S)

Make application of pesticides, by aircraft or otherwise, within a protected or restricted area without first obtaining a permit for such application from the committee of the protected or restricted area in which the application is to be made, nor shall such person make such an application contrary to the conditions or terms of the permit so issued (ORS 634.372 (Prohibited acts)(20));

(T)

Use isopropyl ester of 2,4-D, or any other ester of equal or higher volatility with regard to plant damage as determined by the Department, without first obtaining a permit for such use as provided in ORS 634.322 (Enforcement powers of department)(10); 634.372 (Prohibited acts)(21));

(U)

Sell, use or remove any pesticide or device subjected to a “stop sale, use or removal” order until the pesticide or device has been released there-from as provided in ORS 634.322 (Enforcement powers of department)(3) (634.372 (Prohibited acts)(22));

(V)

Other violations with a substantially similar potential to affect the public interests reflected in ORS 634.

(b)

Category II (Moderate):

(A)

Operate a faulty or unsafe spray apparatus, aircraft or other application device or equipment (ORS 634.372 (Prohibited acts)(3));

(B)

As a pesticide dealer refuse or neglect to prepare required records of restricted use and highly toxic pesticide product sales and to maintain those records for at least three years prior to the date of inspection, which include, but are not limited to, the purchaser’s name, address and certification number, sale date, and identification and quantity of product sold (ORS 634.372 (Prohibited acts)(5); OAR 603-057-0140 (Pesticide Dealer Records)). Two or three items of required information missing and/or incorrect;

(C)

As a pesticide operator, public applicator or pesticide applicator not employed by a pesticide operator, refuse or neglect to prepare required pesticide application records, and to maintain those records for at least three years prior to the date of inspection, which include the name of the employer or customer, the location, date, approximate time application was made, supplier and identity of product applied, amount of product applied, the specific property or the crop to which application was made, type of application equipment used, and the full name of the applicator or trainee who made the application (ORS 634.372 (Prohibited acts)(5); 634.146 (Records required of operators)(1); OAR 603-057-0130 (Applicator’s Records and Reports)). Two or three items of required information missing and/or incorrectly recorded;

(D)

As a pesticide applicator, work or engage in the application of any classes of pesticides without applicator’s license, or apply pesticides which are not specifically authorized by such license (ORS 634.372 (Prohibited acts)(8)). Inappropriate license;

(E)

As a pesticide operator, engage in the business of, or represent or advertise as being in the business of, applying pesticides on the property of another, without first obtaining and maintaining a pesticide operator’s license, nor shall such person engage in a class of pesticide application business which is not specifically authorized by the license issued by the Department. Further, no such person shall employ or use any person to apply or spray pesticides who is not a licensed pesticide applicator or pesticide trainee (ORS 634.372 (Prohibited acts)(9)):
(i)
Firm licensing — Inappropriate license;
(ii)
Employee licensing — Inappropriate license.

(F)

As a pesticide trainee, work or engage in the application of any class of pesticides without first obtaining and maintaining a pesticide trainee’s certificate and is otherwise in compliance with the provisions of this chapter (ORS 634.372 (Prohibited acts)(10)). Inappropriate license;

(G)

Formulate, deliver, distribute, sell or offer for sale any pesticide which has not been registered as required by ORS 634.016 (Registration of pesticides and application devices) (634.372 (Prohibited acts)(17));

(H)

Formulate, deliver, distribute, sell or offer for sale any powdered pesticide containing arsenic or any highly toxic fluoride which is not distinctly colored (ORS 634.372 (Prohibited acts)(18));

(I)

Distribute sell or offer for sale any pesticide except in the manufacturers original unbroken package (ORS 634.372 (Prohibited acts)(19));

(J)

Other violations with a substantially similar potential to affect the public interests reflected in ORS 634.

(c)

Category III (Minor):

(A)

As a pesticide dealer refuse or neglect to prepare required records of restricted use and highly toxic pesticide product sales and to maintain those records for at least three years prior to the date of inspection, which include, but are not limited to, the purchaser’s name, address and certification number, sale date, and identification and quantity of product sold (ORS 634.372 (Prohibited acts)(5); OAR 603-057-0140 (Pesticide Dealer Records)). One item of required information missing and/or incorrectly recorded;

(B)

As a pesticide operator, public applicator or pesticide applicator not employed by a pesticide operator, refuse or neglect to prepare required pesticides application records, and to maintain those records for at least three years prior to the date of inspection, which include the name of the employer or customer, the location, date, approximate time application was made, supplier and identity of product applied, amount of product applied, the specific property or the crop to which application was made, type of application equipment used, and the full name of the applicator or trainee who made the application (ORS 634.372 (Prohibited acts)(5); 634.146 (Records required of operators)(1); OAR 603-057-0130 (Applicator’s Records and Reports)). One item of required information missing and/or incorrectly recorded;

(C)

Other violations with a substantially similar potential to affect the public interests reflected in ORS 634.

(3)

Gravity of Effect: The Director shall rank the violation as to its gravity of effect. Following are the factors that may be considered in assigning a gravity ranking to a specific violation. The existence of one or more factors determined to be of high level shall result in the gravity being ranked high level. Lacking any factor determined to be high level, the existence of one or more factors determined to be of medium level shall result in the gravity being ranked medium level. Lacking any factor determined to be of high or medium level shall result in the gravity being ranked low level:

(a)

Rank — High Level:

(A)

Human Threat: Injury or illness occurred which was confirmed by medical evaluation conducted through the Oregon Pesticide Analytical And Response Center to have been caused by the pesticide exposure;

(B)

Environmental Threat:
(i)
Evidence of injury to crops, wildlife, and/or livestock documented by the Department or other appropriate federal or state agency; or
(ii)
Evidence of surface or groundwater contamination documented by the Department or other appropriate federal or state agency.

(C)

Pesticide:
(i)
Designated as restricted use or highly toxic; or
(ii)
Use or distribution halted due to emergency suspension.

(D)

Conditions of Usage:
(i)
Wide area of application;
(ii)
Use in area of high population density (e.g., urban, suburban); or
(iii)
Usage resulted in a pesticide residue or metabolite on a food or feed crop, on a raw agricultural commodity, or on a crop having food or feed by-products, and for which there is no tolerance or exemption from tolerance established, or for which the established tolerance was exceeded.
(iv)
Usage resulting in a pesticide residue or a metabolite of a pesticide being deposited onto a school as defined in OAR 603-057-0500 (Definitions)(14) by a person other than that authorized by the school’s governing body as defined in ORS 634.700 (Definitions for ORS 634.700 to 634.750)(2).

(b)

Rank — Medium Level:

(A)

Human Threat: Physical irritation occurred which was confirmed by medical evaluation conducted through the Oregon Pesticide Analytical And Response Center to have been caused by pesticide exposure.

(B)

Environmental Threat: Symptoms of exposure visible in crops, wildlife, and/or livestock documented by the Department or other appropriate federal or state agency.

(C)

Conditions of Usage:
(i)
Moderate area of application; or
(ii)
Use in area of medium population density.

Source: Rule 603-057-0525 — Civil Penalties; Magnitude of Violation and Gravity of Effect, https://secure.­sos.­state.­or.­us/oard/view.­action?ruleNumber=603-057-0525.

603‑057‑0001
Definitions
603‑057‑0006
Pesticide Registration Fees
603‑057‑0100
License Fees
603‑057‑0102
Pesticide Operator Financial Responsibility
603‑057‑0106
Immediately Supervised Pesticide Trainee
603‑057‑0108
Aerial Applications Generally
603‑057‑0110
Pesticide Operator, Applicator, and Trainee Categories
603‑057‑0115
Pesticide Operator, Applicator, and Trainee Subcategories
603‑057‑0120
General Standards of Pesticide Applicator Competence
603‑057‑0125
Special Standards of Pesticide Applicator Competence
603‑057‑0127
Pesticide Apprentice Standards of Competence
603‑057‑0130
Applicator’s Records and Reports
603‑057‑0135
Private Applicator Standards of Competence
603‑057‑0140
Pesticide Dealer Records
603‑057‑0145
Pesticide Consultant Standards of Competence
603‑057‑0150
Alternative Requirements for Competence of Pesticide Applicator or Consultant License Renewal
603‑057‑0160
Pesticide Use for Experimental or Research Purposes
603‑057‑0180
Pesticide License Equivalency Provision
603‑057‑0200
Limitations on Restricted Use Pesticides
603‑057‑0205
Listing of Restricted Use Pesticides
603‑057‑0216
Pesticide Residue Tolerances in Foods
603‑057‑0301
2,4-D
603‑057‑0305
Areas Affected
603‑057‑0310
Time Period
603‑057‑0315
Prohibited Acts
603‑057‑0320
Permits and Applications
603‑057‑0325
Sodium Cyanide and M-44 Device
603‑057‑0335
Sodium Cyanide and M-44 Device
603‑057‑0350
Sodium Cyanide and the M-44 Device
603‑057‑0355
Sodium Fluoroacetate (Compound 1080) and the Livestock Protection Collar
603‑057‑0360
Sodium Fluoroacetate (Compound 1080) and the Livestock Protection Collar
603‑057‑0365
Sodium Fluoroacetate (Compound 1080) and the Livestock Protection Collar
603‑057‑0375
Sodium Fluoroacetate (Compound 1080) and the Livestock Protection Collar
603‑057‑0376
Microencapsulated Methyl Parathion
603‑057‑0378
Limitations on Pesticide Products Containing Clopyralid
603‑057‑0384
Persistent, Bioaccumulative, and Toxic (PBT) Polutants
603‑057‑0388
Prohibits the Application of Four Neonicotinoid Insecticides
603‑057‑0392
Limitations on Pesticide Products Containing Aminocyclopyrachlor
603‑057‑0405
General Requirements
603‑057‑0410
Pesticide Users Required to Report
603‑057‑0411
Pesticide User Information
603‑057‑0412
Pesticide Product Identification
603‑057‑0413
Description of the Type of Site Where the Pesticide Was Used
603‑057‑0414
Description of the Purpose of Pesticide Use
603‑057‑0415
Location of Pesticide Use
603‑057‑0416
Reports of Pesticide Use for Research
603‑057‑0417
Access to Reported Information
603‑057‑0418
Requests for Pesticide Use Information
603‑057‑0420
Civil Penalty Determination for Failure to Comply with Confidentiality Agreement
603‑057‑0425
Household Pesticide Use Information
603‑057‑0500
Definitions
603‑057‑0502
Civil Penalties Generally
603‑057‑0505
Consolidation of Proceedings
603‑057‑0510
Notice of Violation, Notice of Assessment of Civil Penalties, and Notice of Contested Case Rights and Procedures
603‑057‑0520
Entry of Order and Appeal Rights
603‑057‑0525
Civil Penalties
603‑057‑0529
Civil Penalty For A Violation Occurring Before June 25, 2007
603‑057‑0530
Civil Penalty For A Violation Not Resulting From Gross Negligence or Willful Misconduct Between June 25, 2007 and December 31, 2015
603‑057‑0531
Civil Penalty For A Violation Not Resulting From Gross Negligence or Willful Misconduct on or after January 1, 2016
603‑057‑0532
Civil Penalty For A Violation Resulting From Gross Negligence or Willful Misconduct And On Or After June 25, 2007
603‑057‑0535
Pesticide Use on Crops Grown for Seed Production
603‑057‑0545
Limitations on Pesticide Products Containing Chlorphyrifos
Last Updated

Jun. 8, 2021

Rule 603-057-0525’s source at or​.us