OAR 199-001-0015
Oregon Government Ethics Commission Guidelines on Sanctions
(1)
The Commission will identify alleged violations of statutes or rules within the Commission’s jurisdiction during the preliminary review phase or by preliminary finding of violations at the end of an investigative phase. This rule will standardize the method for setting sanctions to be imposed when a matter before the Commission is to be concluded by a stipulated final order, final order or a final order by default.(2)
TABLE A lists the factors that the staff and Commission may consider as mitigating or aggravating any violation of Oregon Government Ethics law in ORS Chapter 244 (Government Ethics), Oregon Lobbying Regulation in ORS Chapter 171 (State Legislature) or the executive session provisions in ORS 192.660 (Executive sessions permitted on certain matters). [Table not included, See ED. NOTE](a)
Points will be assigned from the factors listed in TABLE A. A total of the points assigned will be calculated.(b)
The total of the points assigned from TABLE A will be applied to TABLE B to determine the type and severity of any sanction imposed.(A)
If the point total indicates a civil penalty, TABLE B will be used to determine the percentage of the maximum civil penalty that may be imposed.(B)
If forfeiture is available as a sanction, TABLE B will be used to determine the percentage of the maximum forfeiture that may be imposed.(3)
If there are aggravating or mitigating factors that are not listed on TABLE A, the director will prepare a summary of those factors for the Commission to consider. This method will not limit the Commission’s authority to exercise its discretion to deviate from the calculated sanctions from TABLE B and modify the civil penalty or the forfeiture.(4)
This rule does not apply in cases where the sanction is limited under ORS 244.280 (Commission advisory opinions), 244.282 (Executive director and staff advisory opinions), 244.284 (Staff advice), 244.320 (Manual on government ethics) or 244.350 (Civil penalties)(2)(b). This rule also does not apply to sanctions imposed by the Commission for the late filing of reports required by ORS 244.050 (Persons required to file statement of economic interest)(2) to (4) or 171.752 (Time for filing statements).
Source:
Rule 199-001-0015 — Oregon Government Ethics Commission Guidelines on Sanctions, https://secure.sos.state.or.us/oard/view.action?ruleNumber=199-001-0015.