OAR 441-065-0010
Types of Registration

Types of registration. Securities may be registered under one of the following provisions:

(1)

Registration by qualification (OAR 441-065-0020 (Registration by Qualification)).

(2)

Registration by filing (OAR 441-065-0030 (Registration by Filing)).

(3)

Registration by multijurisdictional coordination (OAR 441-065-0035 (Registration by Multijurisdictional Coordination)).

(4)

Registration for resale, trading, or dealing (OAR 441-065-0040 (Registration for Resale, or Dealing and Trading)).

(5)

Registration for condominium securities (OAR 441-065-0050 (Condominium Securities)).

(6)

Registration for Small Offering Abbreviated Registration (SOAR) Offerings not exceeding $1,000,000 including under SEC Rule 504 (OAR 441-065-0070 (Definitions) through 441-065-0210 (Waiver of Provisions) and 441-065-0220 (Small Offering Abbreviated Registration (SOAR) Procedure for Offerings Not Exceeding $1,000,000 (Including Under SEC Rule 504)) through 441-065-0222 (SOAR Offering Disclosure Requirements)).

(7)

Registration for the Small Corporate Offering Registration(SCOR) offerings not exceeding $5,000,000 including under Securities Act Rule 504 (OAR 441-065-0070 (Definitions) through 441-065-0210 (Waiver of Provisions) and OAR 441-065-0225 (Registration for a Small Corporate Offering Registration (SCOR) Procedure for Offerings Not Exceeding $5,000,000)).

(8)

Registration of securities in connection with a notice of offer to repay purchaser of an unlawfully sold security under ORS 59.125 (Effect of notice of offer to repay purchaser)(4) or notice of offer to return an unlawfully purchased security under ORS 59.131 (Effect of notice of intent to return unlawfully purchased security)(4).

(9)

Registration for generic real estate paper offerings (OAR 441-065-0260 (Optional Registration Procedures for Securities Involving Real Estate Paper)).

Source: Rule 441-065-0010 — Types of Registration, https://secure.­sos.­state.­or.­us/oard/view.­action?ruleNumber=441-065-0010.

441‑065‑0001
Fees for Registration of Securities 441‑065‑0010
Types of Registration 441‑065‑0015
When Registration Application Deemed Abandoned 441‑065‑0020
Registration by Qualification 441‑065‑0030
Registration by Filing 441‑065‑0035
Registration by Multijurisdictional Coordination 441‑065‑0040
Registration for Resale, or Dealing and Trading 441‑065‑0050
Condominium Securities 441‑065‑0060
Creation of Classifications 441‑065‑0070
Definitions 441‑065‑0080
General Requirements and Limitations 441‑065‑0090
Integration 441‑065‑0100
Information Requirements - General 441‑065‑0110
Public Advertising and General Solicitation 441‑065‑0130
Bad Actor Disqualification 441‑065‑0140
Limitation on Selling Expenses 441‑065‑0150
Escrow of Proceeds 441‑065‑0160
Rescission of Improvident Sales Including Oversales 441‑065‑0180
Licensing of Salespersons 441‑065‑0190
Filings and Reports 441‑065‑0200
Records 441‑065‑0210
Waiver of Provisions 441‑065‑0220
Small Offering Abbreviated Registration (SOAR) Procedure for Offerings Not Exceeding $1,000,000 (Including Under SEC Rule 504) 441‑065‑0221
Application and Information Requirements for a SOAR Offering 441‑065‑0222
SOAR Offering Disclosure Requirements 441‑065‑0223
Denial or Approval of a SOAR Offering Application by the Director 441‑065‑0224
Retroactive Registration of SOAR Securities that Exceed the Amount Registered 441‑065‑0225
Registration for a Small Corporate Offering Registration (SCOR) Procedure for Offerings Not Exceeding $5,000,000 441‑065‑0250
Definitions 441‑065‑0260
Optional Registration Procedures for Securities Involving Real Estate Paper
Last Updated

Jun. 8, 2021

Rule 441-065-0010’s source at or​.us