OAR 441-065-0080
General Requirements and Limitations

(1)

The general requirements and limitations under OAR 441-065-0060 (Creation of Classifications) through 441-065-0210 (Waiver of Provisions) are applicable to offerings registered as a SOAR Offering under 441-065-0220 (Small Offering Abbreviated Registration (SOAR) Procedure for Offerings Not Exceeding $1,000,000 (Including Under SEC Rule 504)) through OAR 441-065-0224 (Retroactive Registration of SOAR Securities that Exceed the Amount Registered) or a SCOR Offering under 441-065-0225 (Registration for a Small Corporate Offering Registration (SCOR) Procedure for Offerings Not Exceeding $5,000,000).

(2)

The registration of SOAR or SCOR Offerings is only available to an issuer of securities for purposes of offering and selling the issuer’s securities.

(3)

No offering of the securities of a “blank check company,”as that term is defined in OAR 441-045-0010 (Blank Check Company Securities Denial of Transactional Exemptions), may be registered pursuant to a SOAR Offering or a SCOR Offering.

(4)

Options, warrants and similar rights to purchase securities that are part of an offering registered as a SOAR Offering or a SCOR Offering constitute a continuous offering of the underlying securities and require the underlying securities to be registered and renewed on an annual basis until the options or warrants are exercised. Disclosure materials must also be kept current until the option or warrant is exercised.

(5)

All forms mentioned in OAR 441-065-0060 (Creation of Classifications) to 441-065-0225 (Registration for a Small Corporate Offering Registration (SCOR) Procedure for Offerings Not Exceeding $5,000,000) are available from the Director.

Source: Rule 441-065-0080 — General Requirements and Limitations, https://secure.­sos.­state.­or.­us/oard/view.­action?ruleNumber=441-065-0080.

441‑065‑0001
Fees for Registration of Securities 441‑065‑0010
Types of Registration 441‑065‑0015
When Registration Application Deemed Abandoned 441‑065‑0020
Registration by Qualification 441‑065‑0030
Registration by Filing 441‑065‑0035
Registration by Multijurisdictional Coordination 441‑065‑0040
Registration for Resale, or Dealing and Trading 441‑065‑0050
Condominium Securities 441‑065‑0060
Creation of Classifications 441‑065‑0070
Definitions 441‑065‑0080
General Requirements and Limitations 441‑065‑0090
Integration 441‑065‑0100
Information Requirements - General 441‑065‑0110
Public Advertising and General Solicitation 441‑065‑0130
Bad Actor Disqualification 441‑065‑0140
Limitation on Selling Expenses 441‑065‑0150
Escrow of Proceeds 441‑065‑0160
Rescission of Improvident Sales Including Oversales 441‑065‑0180
Licensing of Salespersons 441‑065‑0190
Filings and Reports 441‑065‑0200
Records 441‑065‑0210
Waiver of Provisions 441‑065‑0220
Small Offering Abbreviated Registration (SOAR) Procedure for Offerings Not Exceeding $1,000,000 (Including Under SEC Rule 504) 441‑065‑0221
Application and Information Requirements for a SOAR Offering 441‑065‑0222
SOAR Offering Disclosure Requirements 441‑065‑0223
Denial or Approval of a SOAR Offering Application by the Director 441‑065‑0224
Retroactive Registration of SOAR Securities that Exceed the Amount Registered 441‑065‑0225
Registration for a Small Corporate Offering Registration (SCOR) Procedure for Offerings Not Exceeding $5,000,000 441‑065‑0250
Definitions 441‑065‑0260
Optional Registration Procedures for Securities Involving Real Estate Paper
Last Updated

Jun. 8, 2021

Rule 441-065-0080’s source at or​.us