OAR 441-065-0110
Public Advertising and General Solicitation


(1)

Solicitations of Interest . Prior to submitting an application to register a SOAR or SCOR Offering, an issuer may, offer its securities for the sole purpose of soliciting a non-binding indication of interest in receiving the written disclosure materials so long as an offer complies with the requirements of OAR 441-035-0045 (Solicitation of Interest for Offering of Securities Pursuant to SEC Regulation A).

(2)

Red herring” exemption under ORS 59.035 (Transactions exempt from registration)(11). After submitting an application to register a SOAR or SCOR Offering, an issuer may offer, but not sell, its securities so long as the offer is allowed by the Director.

(3)

Public Advertising and General Solicitation Pursuant to an Order of Registration. After the effective date of registration of a SOAR or SCOR Offering, an issuer may offer and sell its securities by means of public advertising or general solicitation provided that any sales materials to be used are reviewed and cleared by the Director prior to use. Any sales materials shall contain no more than the following information:

(a)

The name of the issuer;

(b)

Characterization of the issuer as indicated on the cover page of the required disclosure materials;

(c)

Address and telephone number of the issuer;

(d)

A brief description of the issuer’s business or proposed business;

(e)

The number and type of securities offered and the offering price per security;

(f)

The name, address and telephone number of any selling agent authorized to sell the securities;

(g)

A statement that the offering does not constitute an offer to sell or solicitation of an offer to purchase and that any such offer must be made by the disclosure document;

(h)

The procedure for obtaining the disclosure document; and

(i)

The issuer’s corporate logo.

Source: Rule 441-065-0110 — Public Advertising and General Solicitation, https://secure.­sos.­state.­or.­us/oard/view.­action?ruleNumber=441-065-0110.

441‑065‑0001
Fees for Registration of Securities
441‑065‑0010
Types of Registration
441‑065‑0015
When Registration Application Deemed Abandoned
441‑065‑0020
Registration by Qualification
441‑065‑0030
Registration by Filing
441‑065‑0035
Registration by Multijurisdictional Coordination
441‑065‑0040
Registration for Resale, or Dealing and Trading
441‑065‑0050
Condominium Securities
441‑065‑0060
Creation of Classifications
441‑065‑0070
Definitions
441‑065‑0080
General Requirements and Limitations
441‑065‑0090
Integration
441‑065‑0100
Information Requirements - General
441‑065‑0110
Public Advertising and General Solicitation
441‑065‑0130
Bad Actor Disqualification
441‑065‑0140
Limitation on Selling Expenses
441‑065‑0150
Escrow of Proceeds
441‑065‑0160
Rescission of Improvident Sales Including Oversales
441‑065‑0180
Licensing of Salespersons
441‑065‑0190
Filings and Reports
441‑065‑0200
Records
441‑065‑0210
Waiver of Provisions
441‑065‑0220
Small Offering Abbreviated Registration (SOAR) Procedure for Offerings Not Exceeding $1,000,000 (Including Under SEC Rule 504)
441‑065‑0221
Application and Information Requirements for a SOAR Offering
441‑065‑0222
SOAR Offering Disclosure Requirements
441‑065‑0223
Denial or Approval of a SOAR Offering Application by the Director
441‑065‑0224
Retroactive Registration of SOAR Securities that Exceed the Amount Registered
441‑065‑0225
Registration for a Small Corporate Offering Registration (SCOR) Procedure for Offerings Not Exceeding $5,000,000
441‑065‑0250
Definitions
441‑065‑0260
Optional Registration Procedures for Securities Involving Real Estate Paper
Last Updated

Jun. 8, 2021

Rule 441-065-0110’s source at or​.us