Oregon Department of Consumer and Business Services, Finance and Securities Regulation

Rule Rule 441-870-0010
Dishonest, Fraudulent, Unfair and Unethical Practices

As used in ORS 86A.115 (Grounds for denying, suspending, conditioning or revoking license)(2), the terms “dishonest, fraudulent, or illegal practices or conduct” and “unfair or unethical practices or conduct,” separately or in any combination thereof, shall include but not be limited to those acts defined herein as “Manipulative, deceptive, or fraudulent device or contrivance” or “fraudulent, deceptive or manipulative act or practice.”

Last accessed
Jun. 8, 2021