OAR 441-035-0130

Issuers, salespersons, and broker-dealers, including third party platform providers may engage in general advertising or solicitation of OIO securities provided that:
(1) The issuer files a copy of, or amendment to, advertising materials or template from which actual advertisements will be taken with the Director at least five (5) days prior to use. Advertisements based on a template cannot exceed the content of the submitted template. The Director may prohibit the use of any advertisement that they consider false or misleading or otherwise not in compliance with these rules.
(2) The advertisement contains only the following information:
(a) The name and contact information of the issuer;
(b) A brief description of the general type of business of the issuer;
(c) Whether securities being offered are stocks, notes or debentures or a combination;
(d) The total offering amount;
(e) A description of how the issuer will use the funds;
(f) The duration of the OIO and deadline for raising funds through the offering; and
(g) The issuer’s logo;
(h) A link to the issuer’s website or the third party platform in which the securities are offered or sold.
(4) The advertisement, including any advertisement through a website, clearly states that the advertisement does not constitute an offer to sell a security and includes contact or other relevant information notifying an interested person how they can obtain the required disclosure information, in writing, free of charge.
Last Updated

Jun. 8, 2021

Rule 441-035-0130’s source at or​.us