Prohibited Offerings
Source:
Rule 441-035-0170 — Prohibited Offerings, https://secure.sos.state.or.us/oard/view.action?ruleNumber=441-035-0170.
441–035–0005
Self-Executing Transaction Exemptions 441–035–0010
Accredited Investor 441–035–0020
Transactions Ineligible Under ORS 59.035(7) Exemption 441–035–0021
Disclosure Requirements for Real Estate Paper Transactions Exempt Under ORS 59.035(7) 441–035–0030
Manual Exemption 441–035–0045
Solicitation of Interest for Offering of Securities Pursuant to SEC Regulation A 441–035–0050
Isolated Issuer Transaction 441–035–0060
Offers of Securities on the Internet 441–035–0070
Policy and Purpose of the Oregon Intrastate Offering Exemption (OIO) 441–035–0080
Definitions 441–035–0090
Requirements for Exemption From Securities Registration 441–035–0100
Resale Limitations 441–035–0110
Required Filings 441–035–0120
Required Disclosures 441–035–0125
Reporting 441–035–0130
Advertising 441–035–0140
Use of Internet General Requirements 441–035–0160
Use of the Internet by Third Party Platform Providers 441–035–0170
Prohibited Offerings 441–035–0180
Prohibition on Commissions, Fees and Other Remuneration 441–035–0190
Integration 441–035–0210
Bad Actor Disqualification 441–035–0220
Records 441–035–0230
Burden of Proof 441–035–0240
Waivers 441–035–0300
Certain Compensatory Benefit Plans
Self-Executing Transaction Exemptions 441–035–0010
Accredited Investor 441–035–0020
Transactions Ineligible Under ORS 59.035(7) Exemption 441–035–0021
Disclosure Requirements for Real Estate Paper Transactions Exempt Under ORS 59.035(7) 441–035–0030
Manual Exemption 441–035–0045
Solicitation of Interest for Offering of Securities Pursuant to SEC Regulation A 441–035–0050
Isolated Issuer Transaction 441–035–0060
Offers of Securities on the Internet 441–035–0070
Policy and Purpose of the Oregon Intrastate Offering Exemption (OIO) 441–035–0080
Definitions 441–035–0090
Requirements for Exemption From Securities Registration 441–035–0100
Resale Limitations 441–035–0110
Required Filings 441–035–0120
Required Disclosures 441–035–0125
Reporting 441–035–0130
Advertising 441–035–0140
Use of Internet General Requirements 441–035–0160
Use of the Internet by Third Party Platform Providers 441–035–0170
Prohibited Offerings 441–035–0180
Prohibition on Commissions, Fees and Other Remuneration 441–035–0190
Integration 441–035–0210
Bad Actor Disqualification 441–035–0220
Records 441–035–0230
Burden of Proof 441–035–0240
Waivers 441–035–0300
Certain Compensatory Benefit Plans