OAR 441-035-0220
Records

The issuer shall maintain the following records for inspection by the Director for four (4) years from the date the OIO is completed.
(1) Any information the issuer, broker dealer, or salesperson collected and relied upon to determine the residency and income of an investor;
(2) Records relating to sales of securities following the close of the offering that are considered as part of the offering; and
(3) All disclosures, advertising, and materials used in connection with the sale of OIOs.

Source: Rule 441-035-0220 — Records, https://secure.­sos.­state.­or.­us/oard/view.­action?ruleNumber=441-035-0220.

Last Updated

Jun. 8, 2021

Rule 441-035-0220’s source at or​.us