OAR 309-033-0940
The Investigation Report

(1)

Evidence required in report. The investigator shall include in a report to the court, if relevant or available, evidence and the source of that evidence in the following areas:

(a)

Evidence which describes the present illness and the course of events which led to the filing of the NMI and which occurred during the investigation of the person.

(b)

Evidence to support or contradict the allegation that the person has a mental disorder.

(c)

Evidence to support or contradict the allegation that the person is a danger to self or others, or is unable to provide for basic personal needs and is not receiving such care as is necessary for health and safety.

(2)

Documentation of manifestation of mental disorder. The evidence which describes the present illness shall include:

(a)

The situation in which the person was found and the most recent behaviors displayed by the person which lead to and support the filing of an NMI;

(b)

The sequence of events affecting the person during the investigation period including dates of admission, transfer or discharge from a hospital or nonhospital facility;

(c)

Any change in the mental status of the person during the course of the investigation; and

(d)

Attempts by the investigator to engage the person in voluntary treatment in lieu of civil commitment and their outcome.

(3)

Documentation of mental disorder. Evidence to support or contradict the allegation that the person has a mental disorder shall include the results of a mental status examination and a psychosocial history.

(a)

Mental status examination. A mental status examination shall review the presence of indicators of mental disorder in the following areas:

(A)

Appearance. Features of the person’s dress, physical condition which may indicate the presence of a mental disorder.

(B)

Behavior. Features of the person’s behavior, movement or rate of speech which may indicate the presence of mental disorder.

(C)

Thought content. Features of the content of the person’s speech such as delusions and hallucinations which may indicate the presence of a mental disorder.

(D)

Thought process. Features of the person’s expressed thoughts which may indicate that the person is unable to think in a clear logical fashion and which may indicate the presence of a mental disorder.

(E)

Insight. Features of the person’s understanding of his/her current mental state which may indicate the presence of a mental disorder.

(F)

Judgment. Features of the person’s judgment about social situations and dangerous situations which may indicate the presence of a mental disorder.

(G)

Cognitive testing. Features of the person’s ability to concentrate, ability to remember recent and historical events, ability to use abstract thinking, and ability to use or remember generally known information which may indicate the presence of a mental disorder.

(H)

Emotions. Features of the person’s emotions, such as being inappropriate to the situation, which may indicate the presence of a mental disorder.

(b)

Psychosocial History. A psychosocial history shall discuss the presence of indicators of mental disorder in the following areas:

(A)

Psychiatric history.
(i)
History of psychiatric or mental health treatment;
(ii)
History of commitments for mental disorder including verification from the Division if available; and
(iii)
Current participation in mental health treatment.

(B)

Family history.
(i)
Members of the person’s family who have a history of psychiatric or mental health treatment;
(ii)
Members of the person’s family who have a history of commitment for mental disorder; or
(iii)
Reports of family members who appear to have had an untreated mental disorder.

(C)

History of alcohol or drug abuse.
(i)
History of abusing alcohol or drugs;
(ii)
Behaviors which the person may have displayed during the course of the investigation, which are substantially similar to behaviors that indicate the presence of a mental disorder, that may be attributable to the use of alcohol or drugs; or
(iii)
If the person appears to have a mental disorder, the effect of the person’s current use of alcohol or drugs on behaviors that may indicate the presence of a mental disorder.

(D)

History of a loss of function.

(E)

Social function.

(F)

Personal finances.
(i)
Availability of financial resources to provide for basic needs such as food and shelter;
(ii)
Use of financial resources to meet needs for food and shelter; or
(iii)
Other features of the manner in which the person uses money which would indicate the presence of a mental disorder.

(G)

Medical issues.
(i)
Medical conditions that may produce behaviors which are substantially similar to behaviors that indicate the presence of a mental disorder; or
(ii)
Medical conditions which contribute to the seriousness of a mental disorder which appears to be present.

(4)

Documentation of dangerousness and/or inability to provide for basic needs. Evidence to support or contradict the allegation that the person is a danger to self or others, or is unable to provide for basic personal needs and is not receiving such care as is necessary for health and safety shall include the results of an assessment of dangerousness.

(a)

An assessment of dangerousness to self shall consider the following areas:

(A)

History of thoughts, plans or attempts at suicide;

(B)

Presence of thoughts, plans or attempts at suicide;

(C)

Means and ability to carry out the plans for suicide;

(D)

The potential lethality of the plan;

(E)

The probable imminence of an attempt at suicide; and

(F)

Available support systems which may prevent the person from acting on the plan.

(b)

An assessment of dangerousness to others shall consider the following areas:

(A)

History of thoughts, plans, attempts or acts of assaultiveness or violence;

(B)

Presence of thoughts, plans, attempts or acts of assaultiveness or violence;

(C)

Means and ability to carry out the plans for assaultiveness or violence;

(D)

The potential lethality of the plan;

(E)

The probable imminence of an attempt at assault or violence; and

(F)

Available support systems which may prevent the person from attempting an assault or an act of violence.

(c)

An assessment of the person’s ability to provide for basic personal needs shall consider the following areas:

(A)

History of the person’s ability to provide for basic personal needs;

(B)

The person’s current use of resources to obtain food, shelter, and health care necessary for health and safety;

(C)

Behaviors which result in exposure to danger to self or others;

(D)

Available support systems which may provide the person care necessary for health and safety; and

(E)

If the person appears to lack capacity to care for self, the availability of a guardian who can assure the provision of such care.

(5)

Additional report requirements. The investigation report shall also include the following:

(a)

The person’s consent or objection to contact with specific third parties.

(b)

If appropriate and if available from the Division, verification of the person’s eligibility for commitment under ORS 426.005 (Definitions for ORS 426.005 to 426.390)(c).

(6)

Report availability. The investigation report shall be made available to the facility with custody of the person if the person is committed.

(7)

Investigator’s responsibilities to the circuit court. The investigator shall file the investigation report with the circuit court twenty-four hours before the hearing and shall appear at the civil commitment hearing.

Source: Rule 309-033-0940 — The Investigation Report, https://secure.­sos.­state.­or.­us/oard/view.­action?ruleNumber=309-033-0940.

309–033–0200
Statement of Purpose and Statutory Authority 309–033–0210
Definitions 309–033–0220
General Standards 309–033–0230
Custody of Persons Alleged to Be Mentally Ill Prior to Filing a Notification of Mental Illness 309–033–0240
Initiation of the Civil Commitment Process 309–033–0250
Standards for Custody, Hospital and Nonhospital Holds, Emergency Commitment and Emergency Hospitalization of Persons Under Warrant of Detention 309–033–0260
Diversion from Commitment Hearing 309–033–0270
Provision of Care, Custody and Treatment of Persons Committed to the Division 309–033–0280
Procedures for Committed Persons on Outpatient Commitment or Trial Visit 309–033–0290
Assignment and Placement of Persons Committed to the Division 309–033–0300
Transfers Between Classes of Facilities 309–033–0310
Recertification for Continued Commitment 309–033–0320
Revocation of Conditional Release, Outpatient Commitment or Trial Visit 309–033–0330
Discharge of Committed Persons, Who Are Placed in the Community, from Commitment Status 309–033–0340
Variances 309–033–0400
Statement of Purpose and Statutory Authority 309–033–0410
Definitions 309–033–0420
Transportation and Transfer of Persons in Custody or On Diversion 309–033–0430
Transportation of a Committed Person to a State Hospital, Community Hospital or Nonhospital Facility 309–033–0432
Standards for the Approval of a Secure Transport Provider to Transport a Person in Custody or On Diversion to an Approved Holding Hospital or Nonhospital Facility 309–033–0435
Client Rights with Regards to a Secure Transport Provider 309–033–0437
Mechanical Restraint by a Secure Transport Provider 309–033–0440
Variance 309–033–0500
Statement of Purpose and Statutory Authority 309–033–0510
Definitions 309–033–0520
Classes of Facility that Provide Care, Custody or Treatment to Committed Persons or to Persons In Custody or On Diversion 309–033–0530
Approval of Hospitals and Nonhospital Facilities to Provide Services to Committed Persons and to Persons In Custody and On Diversion 309–033–0540
Administrative Requirements for Hospitals and Nonhospital Facilities Approved to Provide Services to Persons In Custody 309–033–0550
Standards for the Approval of Hospitals Detaining Persons In Custody Pending Transport to an Approved Holding Hospital or Nonhospital Facility 309–033–0560
Variances 309–033–0600
Statement of Purpose and Statutory Authority 309–033–0610
Definitions 309–033–0620
Obtaining Informed Consent to Treatment From a Person and the Administration of Significant Procedures Without the Informed Consent of a Committed Person 309–033–0625
Administration of Medication and Treatment without the Informed Consent of a Person in Custody 309–033–0630
Administration of Significant Procedures in Emergencies Without the Informed Consent of a Committed Person 309–033–0640
Involuntary Administration of Significant Procedures to a Committed Person With Good Cause 309–033–0650
Variances 309–033–0700
Purpose and Scope 309–033–0710
Definitions 309–033–0720
Application, Training and Minimum Staffing Requirements 309–033–0725
Medical Services 309–033–0727
Structural and Physical Requirements 309–033–0730
Seclusion and Restraint Procedures 309–033–0732
Time Limits 309–033–0733
Documentation 309–033–0735
Quarterly Reports 309–033–0740
Variances 309–033–0800
Statement of Purpose and Statutory Authority 309–033–0810
Definitions 309–033–0820
Denial of Payment for Services to Persons In Custody or On Diversion 309–033–0830
Variances 309–033–0900
Statement of Purpose and Statutory Authority 309–033–0910
Definitions 309–033–0920
Certification of Mental Health Investigators 309–033–0930
Investigation of Person Alleged to Be a Mentally Ill Person 309–033–0940
The Investigation Report 309–033–0950
Certification of Mental Health Examiners 309–033–0960
Mental Health Examiner’s Report to the Court 309–033–0970
Variances
Last Updated

Jun. 8, 2021

Rule 309-033-0940’s source at or​.us