OAR 309-035-0195
Individually-Based Limitations


This rule becomes effective on July 1, 2016, and enforceable as described in OAR 309-035-0115 (Licensing)(17).

(1)

When the program qualities described below create a threat to the health and safety of an individual or others, a provider may seek to apply an individually-based limitation through the process described in this rule. The program qualities subject to a potential individually-based limitation include the individual’s right to:

(a)

The freedom and support to access food at any time;

(b)

Have visitors of the individual’s choosing at any time;

(c)

Have a unit entrance door that is lockable by the individual with only appropriate staff having access;

(d)

Choose a roommate when sharing a unit;

(e)

Furnish and decorate the individual’s unit as agreed to in the Residency Agreement;

(f)

The freedom and support to control the individual’s schedule and activities; and

(g)

Privacy in the individual’s unit.

(2)

A provider may apply an individually-based limitation only if:

(a)

The program quality threatens the health or safety of the individual or others;

(b)

The individually-based limitation is supported by a specific assessed need;

(c)

The individual or representative consents;

(d)

The limitation is directly proportionate to the specific assessed need; and

(e)

The individually-based limitation will not cause harm to the individual.

(3)

The provider shall demonstrate and document that the individually-based limitation meets the requirements of section (2) of this rule and the measures described below in the person-centered service plan. The provider shall submit and sign a program-created form that includes the following:

(a)

The specific and individualized assessed need justifying the individually-based limitation;

(b)

The positive interventions and supports used prior to consideration of any individually-based limitation;

(c)

Documentation that the provider or other entities have tried other less intrusive methods, but those methods did not work;

(d)

A clear description of the limitation that is directly proportionate to the specific assessed need;

(e)

Regular collection and review of data to measure the ongoing effectiveness of the individually-based limitation;

(f)

Established time limits for periodic reviews of the individually-based limitation to determine if the limitation should be terminated or remains necessary;

(g)

The informed consent of the individual or representative including any discrepancy between the wishes of the individual and the consent of the legal representative; and

(h)

An assurance that the interventions and support do not cause harm to the individual.

(4)

The provider shall:

(a)

Maintain a copy of the completed and signed form documenting the consent to the individually-based limitation described in section (4) of this rule. The form shall be signed by the individual or representative;

(b)

Regularly collect and review the ongoing effectiveness of and the continued need for the individually-based limitation; and

(c)

Request review of the individually-based limitation by the person-centered service plan coordinator when a new individually-based limitation is indicated or change or removal of an individually-based limitation is needed but no less than annually.

(5)

The qualities described in section (2)(b)-(g) do not apply to an individual receiving services at a SRTF, including but not limited to, an individual receiving crisis-respite services in a secure residential setting. A provider does not need to seek an individually-based limitation to comply with these rules.

(6)

The qualities described in sections (2)(d) and (g) do not apply to an individual receiving crisis-respite services, and a provider does not need to seek an individually-based limitation to comply with these rules.

Source: Rule 309-035-0195 — Individually-Based Limitations, https://secure.­sos.­state.­or.­us/oard/view.­action?ruleNumber=309-035-0195.

Last Updated

Jun. 8, 2021

Rule 309-035-0195’s source at or​.us