Securities Regulation
Criminal penalties for ORS 59.005 to 59.505 and 59.710 to 59.830
- exceptions
Notes of Decisions
Sentence of suspended 5-year prison term and fine of $5,000 for conviction under ORS 59.055 exceeded maximum permissible sentence, for conviction of defendant did not require proof of "culpable mental state" within meaning of ORS 161.105. State v. Pierre, 30 Or App 81, 566 P2d 534 (1977)
Law Review Citations
68 OLR 890 (1989)
Notes of Decisions
Public policy does not prohibit nonculpable corporate directors held liable under this chapter from seeking indemnification from persons actually responsible for the wrongful issuance of unregistered securities. Collins v. Fitzwater, 277 Or 401, 560 P2d 1074 (1977)
Atty. Gen. Opinions
Additional real estate license not required where security sold is interest in limited partnership to invest in real estate, (1978) Vol 38, p 1971